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Tata Memorial Hospital - Evidence Based Management of Cancers in India


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Tata Memorial Hospital

Scientific Programme
Acknowledgements
Faculty
Organizing Committee Bone & Soft Tissue
Paediatric Brain Tumours
Paediatric Solid Tumours
Thoracic

Preface
Contributors
Site Wise Working Groups

 

A. Esophageal Cancer
    Esophageal Cancer selected abstracts

B. Lung Cancer
    Lung Cancer selected abstracts

EVIDENCE BASED MANAGEMENT FOR
Esophageal cancer

The oesophagus is one of the common sites of malignancy in the gastro-intestinal tract. World-over, the incidence of esophageal cancer, particularly adenocarcinoma, is on the rise. In the US, the incidence has increased five fold. At the Tata Memorial hospital, between 800 and 1000 patients of cancer oesophagus are registered every year. Unlike in the west, the majority of these are squamous carcinoma. The standard treatment of operable oesophageal cancer in the absence of medical contraindications is surgery. Radiation, chemo-radiation for definitive treatment and combination of radiation and chemotherapy with surgery are other treatment options. However, the overall survival continues to remain far from satisfactory. The reported five year survival ranges from 5% to 30%.

Staging

Staging of cancer is important for uniform reporting and comparison of results from various centres. It also determines whether the intent of treatment is curative or palliative. It is based on clinical examination and information obtained by imaging : CT scan and/or endoscopic ultrasonography (EUS). Also, TNM staging is one of the most important and reliable prognostic variables.

TNM staging
T-stage (primary tumour)

  • TX : Primary tumour cannot be assessed
  • T0 : No evidence of primary tumour
  • Tis : Carcinoma in situ
  • T1 : Tumour invades lamina propria or submucosa
  • T2 : Tumour invades muscularis propria
  • T3 : Tumour invades adventitia
  • T4 : Tumour invades adjacent structures

N-stage (regional lymph nodes)

  • NX : Regional lymph nodes cannot be assessed
  • N0 : No regional lymph node metastasis
  • N1 : Regional lymph node metastasis

M-stage (distant metastases)

  • MX : Distant metastasis cannot be assessed
  • M0 : No distant metastasis
  • M1 : Distant metastasis

Tumours of the lower thoracic oesophagus :

  • M1a : Metastasis in celiac lymph nodes
  • M1b : Other distant metastasis

Tumours of the midthoracic oesophagus :

  • M1a : Not applicable
  • M1b : Nonregional lymph nodes and/or other distant metastasis

Tumours of the upper thoracic oesophagus :

  • M1a : Metastasis in cervical nodes
  • M1b : Other distant metastasis

For tumours of mid thoracic oesophagus use only M1b, since these tumours with metastasis in non regional lymph nodes have an equally poor prognosis as those with metastasis in other distant sites.

Stage Grouping

Stage 0 Tis, N0, M0
Stage I T1, N0, M0
Stage II A T2, N0, M0 / T3, N0, M0
Stage II B T1, N1, M0 / T2, N1, M0
Stage III T3, N1, M0 / T4, any N, M0
Stage IV A
Any T, any N, M1
Stage IV Any T, any N, M1a
Stage IV B Any T, any N, M1b

The current staging system for esophageal cancer is most applicable to patients with squamous cell carcinomas of the upper- and middle-thirds of the oesophagus, as opposed to distal esophageal and gastroesophageal junction adenocarcinomas. The present system of classifying coeliac lymph node metastases as M1 seems to be unreasonable. The prognosis of patients with positive abdominal lymph nodes is not the same as with metastases to distant organs. Patients with regional and/or celiac axis lymphadenopathy should not necessarily be considered to have unresectable disease due to metastases. Complete resection of the primary tumour and appropriate lymphadenectomy should be attempted when possible.

Investigations
Diagnostic Investigations

1. Barium Swallow (optional) : This continues to be the first investigation in majority of patients presenting with dysphagia. It gives information regarding the 1. Site 2. length of lesion 3. Morphology (Proliferative/Stricturous/ulcerative or combination) 4. Extra esophageal spread (axis deviation, sinuses and fistulation)

2. Esophagoscopy : Fiberoptic esophagoscopy is essential for biopsy/cytology.

Staging Investigations
1. CT scan : Chest and upper abdomen
2. Endoscopic ultrasonography (EUS)
3. Fiberoptic bronchoscopy : for tumours located at and above the level of the carina

CT scan and EUS are complimentary for assessing the lateral extension of disease and lymph node status. EUS scores over CT scan in assessment of the depth of tumour invasion, particularly in early cancer, and status of regional lymph node. However, in stricturous lesions, EUS may not always be possible. CT scan is equally accurate in assessment of T3/T4 lesions; abdominal CT scan additionally can screen liver and coeliac lymph nodes. Bronchoscopy is an essential non invasive investigation for assessing the tracheo-bronchial tree for early or frank invasion. It is recommended prior to surgery or radiation for upper and mid esophageal disease.

PET scan can effectively detect presence of disseminated disease. However, presently it is an investigational modality of investigation. Thoracoscopy and laparoscopy for staging has been investigated and reported increased rate of detecting positive lymph nodes than non invasive staging modalities (Level IIb).

Routine Investigations for assessing fitness for treatment
1. Hemogram
2. Liver Function Test/Renal Function Test
3. Chest X-ray
4. Pulmonary Function Test
5. ECG

Treatment Options
Two factors determine the treatment:
1. General condition or the Performance status
2. Stage

1. General condition or performance status is an important factor in determining the treatment of a patient with cancer oesophagus. Dysphagia, particularly if it is long standing and complete, leads to chronic dehydration and malnutrition. Such patients will not tolerate surgery, radiation or chemotherapy. Supportive care to optimise general condition should be the priority. Subsequently, if performance status improves, definitive treatment can be contemplated depending on stage of the disease.

2. Stage : Patients with localized disease are ideally treated with surgery in the absence of medical contraindications. As per the staging, presence of abdominal or celiac lymph nodes is classified as disseminated disease. However prognosis of patients with abdominal or celiac lymph node metastasis is not the same as that with systemic distant metastasis. Hence, patients with operable local disease should be offered surgery with appropriate lymphadenectomy.

  • The preferred treatment of carcinoma of the cervical oesophagus is radical radiotherapy or concomitant chemoradiotherapy

Stage 0 (TisN0M0)
Patients are rarely diagnosed in this stage. The treatment of choice is surgery. If the disease is localised (preferably T1a), Endoscopic mucosal resection (EMR) can be offered in centres with expertise provided the patient is reliable for followup. For more extensive disease, esophagectomy is the treatment of choice.

Stage I (T1N0M0)
Surgery is the treatment of choice. Radiation therapy may be offered if the patient is medically unfit or not willing for surgery.

Stage II/III (T2N0M0, T3N0M0, T1N1M0, T2N1M0)
Surgery for T2 and T3 lesions

Surgery for T4 lesions with limited infiltration of pleura or pericardium which is amenable to complete resection

Neo adjuvant chemotherapy/concomitant chemo-radiation for T3/T4 tumours which are bulky or of doubtful resectability. If there is complete or partial response to neo adjuvant therapy and tumour appears resectable patient should proceed for surgery; if the response is sub optimal and disease appears non resectable, patient should either proceed for radiation or palliative therapy (see below).

Investigational treatments
1. Chemoradiotherapy alone or chemoradiotherapy followed by surgery
2. Neo adjuvant Chemotherapy followed by surgery
3. Post operative radiation therapy

Stage IVa (ant T, any N, M1a)
Surgery (per primum or following neo adjuvant therapy): If the disease is operable in the absence of distant metastases. However, more than 50% of patients will have distant metastases. Such patients will be candidates for palliative treatment.

Principles of Surgery
Surgical Approach
1. Esophago-gastrectomy through left thoraco-abdominal approach (Garlock procedure) : for adenocarcinoma of the cardio-esophageal junction.
2. Trans thoracic esophagectomy with intrathoracic anastomosis (Ivor Lewis procedure).
3. Trans thoracic total esophagectomy with cervical anastomosis.
4. Trans hiatal esophagectomy with cervical anastomosis.
Adenocarcinoma of the cardio-esophageal junction can be resected through a left thoracoabdominal approach. Surgery involves mobilization of the oesophagus upto the inferior pulmonary vein along with dissection of lower paraesophageal lymph nodes, standard mobilization of stomach along with D2 lymphadenectomy. Gastro-oesophageal anastomoses could be either mechanical (using stapler) or hand sewn.

Adenocarcinoma of the distal portion of the oesophagus or cardio-esophageal junction extending into the lower oesophagus where the proximal extent of the tumour is such that adequate margin is not possible through the left thoraco-abdominal approach should be treated by either trans thoracic or trans hiatal esophagectomy. Phase III trial comparing transhiatal esophagectomy to transthoracic esophagectomy and lymphadenectomy for adenocarcinoma of the oesophagus did not find difference in median overall and disease free survival between the two procedures. However, there was a trend towards superior long term (5-year) survival, not reaching statistical significance, in favour of transthoracic esophagectomy (Level Ib).

Carcinoma of the lower, mid and upper esophagus (excluding cervical oesophagus) is managed either by transhiatal or trans thoracic esophagectomy and esophago-gastric anastomosis in the neck or thorax. There is no consensus as to the best or the ideal surgical approach. Transthoracic esophagectomy has the advantage of mobilization of the oesophagus under vision. Also, systematic mediastinal lymph node dissection can be performed. Trans hiatal approach, according to proponents, is less morbid with fewer pulmonary complications. There are four published Phase three trials comparing the two approaches. Three of these had few patients and thus, meaningful conclusions cannot be drawn. The fourth and the latest trial has 220 patients, all adenocarcinoma restricted to the distal oesophagus or cardio-esophageal junction. There was no difference in the median overall survival; however, there was a trend towards a survival benefit at five years with the trans thoracic approach (Level Ib). The published meta analysis of over 60 trials (both prospective and retrospective) comparing transhiatal to transthoracic esophagectomy did not find any difference in the overall survival (Level IIc). Till results of large randomized trials are available the preferred surgical approach will continue to be biased by surgeons’ choice.

Extent of lymphadenectomy
Lymph node metastasis is one of the most important prognostic factors for carcinoma of the oesophagus. Since the oesophagus has extensive lymphatic network and most patients present with advanced disease, the majority of patients undergoing surgery have lymph node metastases. Three field lymph node dissection (lower cervical, mediastinal and abdominal) is reported to improve survival without increased procedure related morbidity and mortality (Level IIa). However, most reported studies are small or have compared results with historical controls. The only one randomized trial of over 60 patients has reported higher, though not statistically significant, survival in patients undergoing three field lymph node dissections (Level Ib). Extensive lymph node dissection provides ‘accurate nodal staging’ resulting in stage migration and apparent ‘improvement in survival’. In absence of conclusive Level I evidence, the advantage of three field lymph node dissection over the conventional limited lymph node dissection remains speculative. In fact, an adequately powered randomized trial could answer the question regarding the importance of lymph node dissection in management of carcinoma oesophagus and indirectly address the issue of transhiatal versus transthoracic approach.

Definitive radiation and chemo-radiation therapy
Two published (RTOG and ECOG) randomized trials have reported better overall survival with concomitant chemo-radiation than radiation therapy alone. However, increasing the dose of radiation therapy (50.4 versus 64.8) in concomitant setting did not result in increased survival (Inter Group trial). Meta analysis of 13 trials combining radiation with chemotherapy published in the Cochrane library has reported an absolute reduction in the mortality and local recurrence rate of 7% and 12% respectively in favour of combination therapy. The combination treatment is associated with increased life threatening toxicities (Level Ia). There are no trials comparing concomitant chemo-radiation with surgery alone. However two trials comparing surgery to radiation alone have reported better survival with surgery (Level Ib). Hence based on the available evidence, if a patient is to be treated with definitive radiation, it should be combined with chemotherapy, provided performance status is optimal.

Surgery as adjuvant to radiation, chemotherapy or combination of both

Pre-operative radiotherapy
A meta analysis as well as the five published randomized trials comparing preoperative radiation therapy to surgery alone have not shown benefit of pre operative radiation over surgery alone (Level Ia).

Pre-operative concomitant chemo-radiation
There are three major trials comparing preoperative concomitant chemoradiation to surgery alone. Of these, one trial has shown statistically improved survival with chemoradiation. Meta analysis of pre operative chemoradiation and surgery to surgery alone (nine trials) has reported improved 3-year survival and reduced loco-regional recurrence (Level Ia). However, combination treatment is associated with trend towards increased treatment related morbidity and mortality. In the absence of results from a large trial and increased treatment related morbidity, neo adjuvant chemo-radiation should be considered as an “Investigational treatment’ till more results are published.

Pre-operative chemotherapy

There are five major published trials of pre-operative chemotherapy in the management of carcinoma of the oesophagus. The two large trials have reported results which are divergent. The Intergroup trial of 440 patients reported by Kelsen et al observed no improvement in survival with pre operative combination of cisplatin and fluorouracil among patients with adenocarcinoma or epidermoid carcinoma of the oesophagus. The MRC trial of 802 patients published more recently reported improved survival with two cycles of cisplatin and fluorouracil without additional serious events. The meta analysis of all trials put together concludes that preoperative chemotherapy plus surgery appears to offer a survival advantage at 3, 4, and 5 years, which reached significance only at 5 years compared to surgery alone for resectable thoracic esophageal cancer of any histologic type. The number needed to treat for one extra survivor at five years is eleven patients. The results are tempered by the increased toxicity and mortality associated with chemotherapy (Level Ia). However the fact that two major trials, each with adequate number of patients, have reported diametrically opposite results keeps the issue of neo adjuvant chemotherapy far from being answered conclusively.

Post-operative radiotherapy
Three trials have compared surgery and post operative radiation to surgery alone. The Chinese trial of 495 patients observed improved 5-year survival in patients with positive lymph nodes and stage III disease receiving post operative radiation. However, the difference in the overall survival between the two groups was statistically not different. The meta analysis of all three trials also does not show benefit of post operative radiotherapy. Therefore, in the absence of Level I evidence post operative radiotherapy is indicated only for patients with positive margin and residual disease.

Post operative chemotherapy
Phase III trials of surgery and post operative chemotherapy have not reported survival benefit over surgery alone. A Phase III study by Japanese Clinical Oncology Group (JCOG) reported better disease free survival at 5-year with post operative chemotherapy; however there was no difference in the overall survival (Level Ia).In adenocarcinoma of the cardio oesophageal junction (and stomach) post operative chemo-radiotherapy is shown to improve the median overall survival (Level Ib). Thus in patients with adenocarcinoma of the cardia having good performance status, post operative chemo-radiation should be the standard of care.

Principles of Radiation therapy
Radical radiotherapy
The inclusion criteria are :
- All lesions (except stenotic) in upper / mid / lower esophagus
- Lesion £ than 5 cm on barium swallow and esophagoscopy
- Histologically proven esophageal carcinoma
- Karnofsky Performance Status (KPS) of > 60%
- Age £ 60 years.
- Metastatic work - up negative (No palpable S/C nodes, Bronchoscopy & USG abdomen normal).

  • External beam radiotherapy (EBRT) alone

Dose : 60 - 64.8Gy / 33 - 36 fractions, with reducing fields

Portal design :
Extended field: esophageal lesion including the lymph drainage areas, with 5 cm margin on either side upto 39.6Gy / 22 fractions/ 4.5 weeks

Reduced fields/ boost: Lesion with 2 - 3 cm. margins, with oblique portals, upto 60 - 64.8Gy / 33 - 36 fractions

  • External beam radiotherapy and brachytherapy

When feasible, external Radiotherapy can be combined with Intraluminal radiotherapy (ILRT) as a boost.

Dose of EBRT : 50.4Gy / 28 fractions with reducing fields.

ILRT Boost : 5 - 8Gy / 2-3 fractions high dose rate (HDR), one week apart or single fraction 20Gy low dose rate (LDR).

Concomitant chemo-radiation regimen

  • 50Gy in 25 fractions over 5 weeks, plus cisplatin intravenously on the first day of weeks 1, 5, 8, and 11, and fluorouracil, 1g/m2 per day by continuous infusion on the first 4 days of weeks 1, 5, 8, and 11. (RTOG regimen)
  • 60Gy in 6 to 61/2 weeks. Chemotherapy to be initiated within 24 hours after the commencement of radiation therapy. 5-FU to be delivered by continuous infusion for 96 hours starting on day 2 at the rate of 1000 mg per m2 over 24 hours. This regimen of 5-FU to be repeated once again beginning on day 28. Bolus injection of mitomycin C (10 mg per m2) to be administered on day 2 and not to be repeated. The dose of mitomycin C not to exceed 18 mg and the dose of 5-FU not to exceed 1800 mg over a 24-hour period. (ECOG regimen).

Principles of Chemotherapy

Neoadjuvant chemotherapy protocols

  • Two 4-day cycles, 3 weeks apart, of cisplatin 80 mg/m(2) by infusion over 4 h plus fluorouracil 1000 mg/m(2) daily by continuous infusion for 4 days. (MRC protocol)
  • Cisplatin, at a dose of 100 mg per square meter of body-surface area, given as a rapid intravenous infusion after prehydration on day 1. Immediately thereafter, fluorouracil administered at a dose of 1000 mg per square meter as a continuous infusion from day 1 through day 5 (120 hours) of each cycle. The cycle to be repeated beginning on days 29 and 58. Surgery performed two to four weeks after chemotherapy (Intergroup protocol).

Palliative treatment
If the general condition is good,
1. Relief of dysphagia by placement of esophageal stent alone, preferably self expanding metallic stent as these are easy to deploy.
2. Radiation therapy with intubation if associated with significant dysphagia
3. Intraluminal radiation therapy alone.
4. Endoscopic laser destruction of tumour or electrocoagulation.

Palliative radiotherapy
The intent of treatment is to achieve quick and good palliation in the form of relief of dysphagia and pain.
The inclusion criteria are :
- Lesions in upper / mid / lower esophagus
- Lesion £ 10 cm long on barium swallow and esophagoscopy
- Histologically proven esophageal carcinoma
- Karnofsky performance status (KPS) of £ 50%
- Recurrent / metastatic disease.

Dose : 3000cGy /10 fractions /2 weeks

Portal : Esophageal lesion with 2-3 cm margin

Evaluation and response assessment is done after 4 - 6 weeks and further external Radiotherapy or Brachytherapy boost may be delivered.

Reduced field / boost : 2000cGy/10# / 2 weeks, using oblique portals

Palliative radiation can also be delivered in the form of ILRT alone or in combination with EBRT. The dose per fraction ranges from 5 - 8Gy, in 2- 3 fractions, one week apart. There is no difference in local control or survival between high dose rate brachytherapy compared with external beam radiation. (Level II)

Investigational Treatment
1. Palliative chemotherapy with intubation if associated with significant dysphagia. Response rates ranging from 30% to 50% and one year survival ranging from 0% to 5% is reported with platinum based combination chemotherapy.
If the general condition is poor with limited life expectancy
1. Nasogastric tube placement for feeding if possible.
2. Supportive care.

Treatment of esophageal fistula
1. Esophageal intubation with stent.
2. Oesophageal and tracheal/bronchial stent placement (double stenting) when possible if the fistula is large or if the tracheal lumen is compromised.

Treatment of Recurrent disease
1. Salvage surgery for localised resectable failures.
2. Palliative treatment or supportive care alone as described before.

Conclusion
The incidence of cancer oesophagus is rising. However, majority of patients are still diagnosed in advanced stage of disease. The existing management approaches yield 5-year survival of between 5% and 30%. Hence there is an urgent need for more multimodality management protocols to improve the existing dismal survival for patients with esophageal cancer. Specifically the issue of neo adjuvant chemotherapy and concomitant chemo-radiation needs to be addressed.

Management algorithm for Carcinoma Esophagus

Workup
1. Barium swallow (optional)
2. Upper GI scopy with biopsy / cytology
3. CT scan chest and upper abdomen
4. Fiber optic bronchoscopy – for upper and middle third growths
5. Routine hematology, biochemistry
6. Pulmonary function tests – if surgery contemplated
    a. Assess stage of disease – (i) Localized (ii) Disseminated
    b. Assess performance and nutritional status

Disseminated disease with good performance status

  • Stenting
  • Palliative chemotherapy

Poor performance status and / or nutritional status

  • Stenting

Recurrent disease

Best supportive care

  • Stenting – to relieve obstruction
  • Enteral feeding through nasogastric tube or gastrostomy
  • Pain relief
Ideal Pathology Report
Gross Description

Measurement of length - The esophagus tends to contract after resection and may lose upto 25% if its length immediately after resection and upto 60% after fixation without being pinned out on a fixing board.

Measurement of the main tumor and its location with respect to the gastro-esophageal junction.

Macroscopic description - whether ulcerated growth, stricturous lesion, or polypoid tumor

Microscopic features
– Histological type of tumor.
– Differentiation : well, moderate, poor.
– Depth of invasion
        High grade dysplasia
        Invasion of lamina propria / submucosa
        Invasion of muscularis propria
        Invasion beyond muscularis propria
        Invasion of adjacent structures.
        Involvement of serosa
– Margins
        Proximal - Normal, involved, dysplasia.
        Distal - Normal, involved, dysplasia.
        Circumferential margins
                >1mm - uninvolved.
                <1mm - involved.
– Vascular invasion
– Perineural invasion
– Lymph nodes
        Number examined…
        Number positive (N1)
– Distant metastasis
        Coeliac axis nodes, other distant metastases.

Final diagnosis and pathological staging
Esophageal cancer - Surgical Approach
Extended transthoracic resection compared with limited transhiatal resection for adenocarcinoma of the esophagus.
Hulscher JB, van Sandick JW, de Boer AG et al.
N Engl J Med. 2002 Nov 21;347(21):1662-9.

BACKGROUND : Controversy exists about the best surgical treatment for esophageal carcinoma. METHODS : We randomly assigned 220 patients with adenocarcinoma of the mid-to-distal esophagus or adenocarcinoma of the gastric cardia involving the distal esophagus either to transhiatal esophagectomy or to transthoracic esophagectomy with extended en bloc lymphadenectomy. Principal end points were overall survival and disease-free survival. Early morbidity and mortality, the number of quality-adjusted life-years gained, and cost effectiveness were also determined. RESULTS: A total of 106 patients were assigned to undergo transhiatal esophagectomy, and 114 to undergo transthoracic esophagectomy. Demographic characteristics and characteristics of the tumor were similar in the two groups. Perioperative morbidity was higher after transthoracic esophagectomy, but there was no significant difference in in-hospital mortality (P=0.45). After a median follow-up of 4.7 years, 142 patients had died—74 (70 percent) after transhiatal resection and 68 (60 percent) after transthoracic resection (P=0.12). Although the difference in survival was not statistically significant, there was a trend toward a survival benefit with the extended approach at five years: disease-free survival was 27 percent in the transhiatal-esophagectomy group, as compared with 39 percent in the transthoracic-esophagectomy group (95 percent confidence interval for the difference, -1 to 24 percent [the negative value indicates better survival with transhiatal resection]), whereas overall survival was 29 percent as compared with 39 percent (95 percent confidence interval for the difference, -3 to 23 percent). CONCLUSIONS : Transhiatal esophagectomy was associated with lower morbidity than transthoracic esophagectomy with extended en bloc lymphadenectomy. Although median overall, disease-free, and quality-adjusted survival did not differ statistically between the groups, there was a trend toward improved long-term survival at five years with the extended transthoracic approach.

Transthoracic versus transhiatal esophagectomy : a prospective study of 945 patients.
Rentz J, Bull D, Harpole D et al.
J Thorac Cardiovasc Surg. 2003 May;125(5):1114-20.

OBJECTIVE : Debate continues as to whether transhiatal esophagectomy results in lower morbidity and mortality than transthoracic esophagectomy. Most data addressing this issue are derived from single-institution studies. To investigate this question from a nationwide multicenter perspective, we used the Veterans Administration National Surgical Quality Improvement Program to prospectively analyze risk factors for morbidity and mortality in patients undergoing transthoracic esophagectomy or transhiatal esophagectomy from 1991 to 2000. METHODS : Univariate and multivariate analyses were performed on 945 patients (mean age, 63 +/- 10 years). There were 562 transthoracic esophagectomies and 383 transhiatal esophagectomies in 105 hospitals, with complete 30-day outcomes recorded. RESULTS : There were no differences in recorded preoperative variables between the groups that might bias any comparisons. Overall mortality was 10.0% (56/562) for transthoracic esophagectomy and 9.9% (38/383) for transhiatal esophagectomy (P =.983). Morbidity occurred in 47% (266/562) of patients after transthoracic esophagectomy and in 49% (188/383) of patients after transhiatal esophagectomy (P =.596). Risk factors for mortality common to both groups included a serum albumin value of less than 3.5 g/dL, age greater than 65 years, and blood transfusion of greater than 4 units (P <.05). When comparing transthoracic esophagectomy with transhiatal esophagectomy, there was no difference in the incidence of respiratory failure, renal failure, bleeding, infection, sepsis, anastomotic complications, or mediastinitis. Wound dehiscence occurred in 5% (18/383) of patients undergoing transhiatal esophagectomy and only 2% (12/562) of patients undergoing transthoracic esophagectomy (P =.036). CONCLUSIONS : These data demonstrate no significant differences in preoperative variables and postoperative mortality or morbidity between transthoracic esophagectomy and transhiatal esophagectomy on the basis of a 10-year, prospective, multi-institutional, nationwide study.

Transthoracic versus transhiatal resection for carcinoma of the esophagus: a meta-analysis.
Hulscher JB, Tijssen JG, Obertop H et al.
Ann Thorac Surg. 2001 Jul;72(1):306-13

There is much controversy about the surgical approach to esophageal carcinoma: should an extensive resection be done to optimize long-term survival or should the extent of the operation be limited to obtain lower perioperative morbidity and mortality rates? We systematically reviewed the English-language literature published during the past decade, with emphasis on the differences between transthoracic and transhiatal resections regarding early morbidity, in-hospital mortality rates, and 3- and 5-year survival. Although transthoracic resections had significantly higher early (pulmonary) morbidity and mortality rates, 5-year survival was approximately 20% after both transthoracic and transhiatal resections.

CARCINOMA OESOPHAGUS : EXTENT OF LYMPH NODE DISSECTION

A prospective randomized trial of extended cervical and superior mediastinal lymphadenectomy for carcinoma of the thoracic esophagus.
Nishihira T, Hirayama K, Mori S.
Am J Surg. 1998 Jan;175(1):47-51

BACKGROUND : Recurrence of thoracic esophageal carcinoma in the cervical and superior mediastinal lymph nodes occurs frequently and contributes to a poor prognosis. Extensive lymphadenectomy has been advocated. Findings in support of this to date, however, have been based on a comparison with historical controls. We herein report a prospective randomized trial of extended and conventional lymphadenectomy. METHODS : Cases of thoracic esophageal carcinoma meeting criteria predictive of complete resection were randomized into conventional and extended cervical and superior mediastinal lymphadenectomy groups. RESULTS : In the extended and conventional lymphadenectomy groups, respectively, mean operative time was 487 +/- 47 and 396 +/- 43 minutes, blood loss was 850 +/- 429 and 576 +/- 261 mL, node count was 82 +/- 22 and 43 +/- 15, hospital deaths occurred in 3% and 7%, 2-year survival was 83.3% and 64.8%, 5-year survival was 66.2% and 48.0%, and recurrence rate was 19.9% and 24.1%. CONCLUSION : Extended lymphadenectomy may prevent recurrence and prolong survival after resection of thoracic esophageal carcinoma.

Extended esophagectomy with 3-field lymph node dissection for esophageal cancer.
Tachibana M, Kinugasa S, Yoshimura H et al.
Arch Surg. 2003 Dec;138(12):1383-9;

OBJECTIVE : To review the surgical outcomes of extended esophagectomy with 3-field lymph node dissection (3FLND) for esophageal cancer. DATA SOURCES : Only articles written in English and written after 1980 were selected from MEDLINE. The following terms were identified : 3FLND, extensive or extended lymph node dissection (lymphadenectomy), radical lymph node dissection, cervical lymph node dissection, and extended or radical esophagectomy in esophageal cancer. STUDY SELECTION : There were no exclusion criteria for published information relevant to the topic. The most representative articles were selected when there were several articles from the same institution. Case reports were excluded. DATA EXTRACTION : Twenty-six articles were finally collected from MEDLINE. Eleven articles were also selected from reference lists of the pertinent literature. DATA SYNTHESIS : The collected information was organized. CONCLUSIONS : The conclusions drawn from those articles showed that extended esophagectomy with 3FLND would be a safe procedure in experienced hands, with low morbidity and acceptable mortality rates. When strict patient selection criteria were maintained, this procedure reduced locoregional recurrence and improved long-term survival rates. Although the therapeutic value of 3FLND is unproved in a randomized trial, extended esophagectomy with 3FLND would be the treatment of choice in selected patients.

Optimal lymphadenectomy for squamous cell carcinoma in the thoracic esophagus : comparing the short-and long-term outcome among the four types of lymphadenectomy.
Fujita H, Sueyoshi S, Tanaka T et al.
World J Surg. 2003 May;27(5):571-9.

Department of Surgery, Kurume University School of Medicine, 67 Asahi-machi, Kurume City, Fukuoka 830-0011, Japan. fujita@med.kurume-u.ac.jp
Controversy continues over the optimal extent of lymphadenectomy (regional versus three-field) for a potentially resectable squamous cell carcinoma in the thoracic esophagus. In the Consensus Conference of the International Society for Diseases of the Esophagus (ISDE), held in Munich in 1994, the types of lymphadenectomy were classified as standard, extended, total, or three-field lymphadenectomy. The objective of the present study was to determine the optimal procedure among these four types of lymphadenectomy. The mortality and morbidity rates, postoperative course, and survival rates were compared among 302 patients who underwent curative (R0) transthoracic esophagectomy with one of these four types of lymphadenectomy at Kurume University Hospital, Fukuoka, Japan, from 1986 to 1998. Three-field lymphadenectomy resulted in better survival than any other type of lymphadenectomy for patients with positive lymph node metastasis from a cancer in the upper or middle thoracic esophagus. A postoperative complication, such as recurrent laryngeal nerve paralysis, anastomotic leakage, and tracheal ischemic lesion, was significantly more common after three-field lymphadenectomy. However, the mortality rate was the same among the four procedures. Three-field lymphadenectomy was optimal for an upper or middle thoracic esophageal cancer with metastasis in the lymph node(s) based on improved long-term survival, whereas there was not a large difference in short-term and long-term outcomes after the four types of lymphadenectomy for a lower thoracic esophageal cancer.
Esophageal cancer - Definitive Radiation Therapy
Combined chemotherapy and radiotherapy (without surgery) compared with radiotherapy alone in localized carcinoma of the esophagus (Cochrane Review).
Rebecca Wong, Richard Malthaner
In : The Cochrane Library, Issue 4, 2003. Chichester, UK.

Background : Esophageal carcinoma can be managed primarily with either a surgical or radiotherapeutic (non surgical) approach. Strategies to improve the outcome of either modality alone include the use of combined modalities. Combination chemotherapy radiotherapy is one approach that has been explored over the years with increasing application in clinical practice especially in North America. Objectives : To evaluate the effectiveness of combined chemotherapy and radiotherapy versus radiotherapy alone in the outcome of patients with localized esophageal carcinoma. Outcomes of interest include overall survival, cause specific survival, local recurrence, dysphagia relief, quality of life, acute and chronic toxicities. Search Strategy : The Cochrane strategy for identifying randomized trials was combined with MeSH headings including esophageal neoplasms, radiotherapy, chemotherapy combined modality, drug therapy combination. MEDLINE, CancerLIT and EMBASE were searched using this strategy. In addition, the Cochrane library was also searched. References from relevant articles and personal files were included. Selection Criteria : Randomized controlled trials in patients with localized esophageal cancer, with one arm employing radiotherapy alone, and one arm employing combination radiotherapy chemotherapy were included. Studies comparing non chemotherapy agents such as pure radiotherapy sensitisers, immunostimulants, planned esophagectomy, were excluded. Data collection and analysis : Data were extracted by two independent reviewers, and the trial quality was assessed using both the Jadad scoring and Detsky checklist. Sensitivity analysis was planned to explore sources of heterogeneity where heterogeneity existed. The factors hypothesized a priori included combination versus sequential treatment, quality of study, biological effective radiotherapy dose (i.e. Radiotherapy dose) cisplatin versus non cisplatin containing trials, and 5FU versus non 5FU containing trials. Odds Ratio (OR) and 95% confidence limits were used to assess the significance of the difference between the treatment arms. Absolute risk difference and number needed to treat (NNT) were used to express the magnitude of difference where appropriate. Main Results : Thirteen randomized trials were included in the analysis. There were eight concomitant and five sequential radiotherapy and chemotherapy (RTCT) studies. The studies were analyzed separately due to observed heterogeneity across all the studies and biological considerations. Concomitant RTCT provided significant overall reduction in mortality at 1 and 2 years. The mortality in the control arms was 62% and 83% respectively. Combined RTCT provided an absolute reduction of mortality by 7% (95% CI 1-15%) and 7% (95% CI 0-15%) respectively. Expressed as NNT, this is 12 and 12 respectively. At longer follow up, the results were heterogeneous, cautioning against pooling of the data. There was a reduction in the overall local recurrence rate. The local recurrence rate for the control arms was in the order of 68%. Combined RTCT provided an absolute reduction of local recurrence rate of 12% (95% CI 3-22%) with a NNT of 9. There was significant increase of severe and life threatening toxicities with a NNH of 6, with this approach. The sensitivity analysis did not identify any factor that interacted with the results, or subgroup in which the benefit appear to be limited to. The results from the sequential RTCT studies were heterogeneous and could not be pooled. Factors hypothesized a priori did not identify any single source that could account for a significant component of the heterogeneity. Examining the results individually, there was no data to support clinical benefit. This approach was also accompanied by significant toxicities. Reviewers’ conclusions : When a non-operative approach is selected, then concomitant RTCT is superior to the RT alone. This approach is accompanied by significant toxicities. In patients who are in good general condition, and the risk benefit has been thoroughly discussed with the patient, concomitant RTCT should be considered for the management of esophageal cancer compared with radiotherapy alone.

The quality of swallowing for patients with operable esophageal carcinoma : a randomized trial comparing surgery with radiotherapy.
Badwe RA, Sharma V, Bhansali MS et al.
Cancer. 1999 Feb 15;85(4):763-8

BACKGROUND : Surgery is considered the standard treatment for operable esophageal carcinoma, although there is no compelling evidence that surgery can achieve better results than radiotherapy. There has previously been no direct randomized comparison of these two modalities with survival or disease specific outcome end points. METHODS : Ninety-nine patients with operable squamous cell carcinoma of the esophagus were randomly allocated to surgery or radiotherapy after stratification for tumor length (< or = or >5 cm). Those randomized to surgery underwent transthoracic esophagectomy with limited lymphadenectomy, whereas those in the radiotherapy arm received 50 gray in 28 fractions followed by a 15-gray boost to the primary tumor. Disease specific outcome was assessed for 4 subgroups: 1) disease specific symptoms, 2) physical symptoms, 3) ability to work, and 4) social/family interaction and global perception of disease specific outcome. The questionnaire was given prior to treatment and posttreatment at 3-month intervals for 1 year. Death was a secondary end point. RESULTS : There was an overall improvement in the quality of swallowing in both treatment arms after treatment and with the passage of time. The swallowing status was better in the surgery arm than in the radiotherapy arm at 6 months after treatment (P = 0.03, Fisher’s exact test). Logistic regression analysis showed randomization arm (P = 0.035), time since treatment (P = 0.003), and pretreatment swallowing status to be significant determinants of posttreatment swallowing status. Surgery was twice as likely to result in improvement in swallowing than radiotherapy after correction for time and pretreatment swallowing status. Overall survival was better in the surgery arm than in the radiotherapy arm (P = 0.002, log rank test) (OR = 2.74 with 95% confidence intervals 1.51-4.98; P < 0.009, Cox proportional hazards model). CONCLUSIONS : Both surgery and radiotherapy can improve the quality of swallowing significantly for patients with operable esophageal carcinoma. Surgery is marginally superior to radiotherapy in improving the quality of swallowing. In this trial, survival in the surgery arm was significantly better than in the radiotherapy arm, although the small number of patients is a limitation.
Esophageal cancer - Neoadjuvant Treatment
Preoperative radiotherapy for esophageal carcinoma (Cochrane Review).
Arnott SJ, Duncan W, Gignoux M, Girling DJ et al.
In : The Cochrane Library, Issue 4, 2003. Chichester, UK

Background : The existing randomized evidence has failed to conclusively demonstrate the benefit or otherwise of preoperative radiotherapy in treating patients with potentially resectable esophageal carcinoma. Objectives : This meta-analysis aimed to assess whether there is benefit from adding radiotherapy prior to surgery and whether or not any pre-defined patient subgroups benefit more or less from preoperative radiotherapy. Search Strategy : Medline and CancerLit searches were supplemented by information from trial registers and by hand searching relevant meeting proceedings and by discussion with relevant trialists, organisations and industry. The search strategy was run again in Medline, Embase and the Cochrane Library on 30th April 2001, two years after original publication. No new trials were found. In August 2002 and 2003 the original search strategy was re-run in Medline, CancerLit, Embase and the Cochrane Library, and again no new trials were identified. Selection Criteria : Trials were eligible for inclusion in this meta-analysis provided they randomized patients with potentially resectable carcinoma of the esophagus (of any histological type) to receive radiotherapy or no radiotherapy prior to surgery. Trials must have used a randomization method which precluded prior knowledge of treatment assignment and completed accrual by December 1993, to ensure sufficient follow-up by the time of the first analysis (September 1995). Data collection and analysis : A quantitative meta-analysis using updated data from individual patients from all properly randomized trials (published or unpublished) comprising 1147 patients (971 deaths) from five randomized trials. This approach was used to assess whether preoperative radiotherapy improves overall survival and whether it is differentially effective in patients defined by age, sex and tumour location. Main Results : With a median follow-up of 9 years, in a group patients with mostly squamous carcinomas, the hazard ratio (HR) of 0.89 (95% CI 0.78-1.01) suggests an overall reduction in the risk of death of 11% and an absolute survival benefit of 3% at 2 years and 4% at 5 years. This result is not conventionally statistically significant (p=0.062). No clear differences in the size of the effect by sex, age or tumor location were apparent. Reviewers’ conclusions : Based on existing trials, there was no clear evidence that preoperative radiotherapy improves the survival of patients with potentially resectable esophageal cancer. These results indicate that if such preoperative radiotherapy regimens do improve survival, then the effect is likely to be modest with an absolute improvement in survival of around 3 to 4%. Trials or a meta-analysis of around 2000 patients (90% power, 5% significance level) would be needed to reliably detect such an improvement (from 15 to 20%).

Chemotherapy followed by surgery compared with surgery alone for localized esophageal cancer.
Kelsen DP, Ginsberg R, Pajak TF et al.
N Engl J Med. 1998 Dec 31;339(27):1979-84

BACKGROUND : We performed a multi-institutional randomized trial comparing preoperative chemotherapy followed by surgery with surgery alone for patients with local and operable esophageal cancer. METHODS: Preoperative chemotherapy for patients randomly assigned to the chemotherapy group included three cycles of cisplatin and fluorouracil. Surgery was performed two to four weeks after the completion of the third cycle; patients also received two additional cycles of chemotherapy after the operation. Patients randomly assigned to the immediate-surgery group underwent the same surgical procedure. The main end point was overall survival. RESULTS : Of the 440 eligible patients with adequate data , 213 were assigned to receive preoperative chemotherapy and 227 to undergo immediate surgery. After a median possible study time of 55.4 months, there were no significant differences between the two groups in median survival: 14.9 months for the patients who received preoperative chemotherapy and 16.1 months for those who underwent immediate surgery (P=0.53). At one year, the survival rate was 59 percent for those who received chemotherapy and 60 percent for those who had surgery alone; at two years, survival was 35 percent and 37 percent, respectively. The toxic effects of chemotherapy were tolerable, and the addition of chemotherapy did not appear to increase the morbidity or mortality associated with surgery. There were no differences in survival between patients with squamous-cell carcinoma and those with adenocarcinoma. Weight loss was a significant predictor of poor outcome (P=0.03). With the addition of chemotherapy, there was no change in the rate of recurrence at locoregional or distant sites. CONCLUSIONS : Preoperative chemotherapy with a combination of cisplatin and fluorouracil did not improve overall survival among patients with epidermoid cancer or adenocarcinoma of the esophagus.

Surgical resection with or without preoperative chemotherapy in oesophageal cancer: a randomised controlled trial.
Medical Research Council Oesophageal Cancer Working Group.
BACKGROUND : The outlook for patients with oesophageal cancer undergoing surgical resection with curative intent is poor. We aimed to assess the effects of preoperative chemotherapy on survival, dysphagia, and performance status in this group of patients. METHODS : 802 previously untreated patients with resectable oesophageal cancer of any cell type were randomly allocated either two 4-day cycles, 3 weeks apart, of cisplatin 80 mg/m(2) by infusion over 4 h plus fluorouracil 1000 mg/m(2) daily by continuous infusion for 4 days followed by surgical resection (CS group, n=400), or resection alone (S group, 402). Clinicians could choose to give preoperative radiotherapy to all their patients irrespective of randomisation. Primary outcome measure was survival time. Analysis was by intention to treat. FINDINGS : No patients dropped out of the study. Resection was microscopically complete in 233 (60%) of 390 assessable CS patients and 215 (54%) of 397 S patients (p<0.0001). Postoperative complications were reported in 146 (41%) CS and 161 (42%) S patients. Overall survival was better in the CS group (hazard ratio 0.79; 95% CI 0.67-0.93; p=0.004). Median survival was 512 days (16.8 months) in the CS group compared with 405 days (13.3 months) in the S group (difference 107 days; 95% CI 30-196), and 2-year survival rates were 43% and 34% (difference 9%; 3-14). INTERPRETATION : Two cycles of preoperative cisplatin and fluorouracil improve survival without additional serious adverse events in the treatment of patients with resectable oesophageal cancer.

Preoperative chemotherapy for resectable thoracic esophageal cancer (Cochrane Review).
Malthaner R, Fenlon D.
In : The Cochrane Library, Issue 4, 2003. Chichester, UK

Background : Surgery has been the treatment of choice for localized esophageal cancer. A number of studies have investigated whether preoperative chemotherapy followed by surgery leads to an improvement in cure rates, but the individual reports have been conflicting. An explicit systematic update of the role of preoperative chemotherapy in the treatment of resectable thoracic esophageal cancer is therefore warranted. Objectives : The objective of this review is to determine the role of preoperative chemotherapy on patients with resectable thoracic esophageal carcinomas. Search Strategy : Trials were identified by searching the Cochrane Controlled Trials Register, MEDLINE (1966 - 2003), EMBASE (1988 - 2003) and CancerLit (1993 - 2003). There were no language restrictions. Selection Criteria : Types of studies Studies that randomised patients with potentially resectable carcinomas of the esophagus (of any histologic type) to chemotherapy or no chemotherapy before surgeries were included in this review. Types of participants The participants consisted of patients with localized potentially resectable thoracic esophageal carcinomas. Trials involving patients with carcinomas of the cervical esophagus were excluded. Types of interventions Trials that compared chemotherapy before surgery (esophagectomy) with surgical resections alone (esophagectomy) were included.
Types of outcome measures The primary outcome was overall survival at yearly intervals after randomisation. Secondary outcomes of interest included rates of resections, response to chemotherapy, rates of local and distant recurrences, quality-of-life, and treatment morbidity and mortality. Data collection and analysis : All analyses were carried out on intention-to-treat. Survival at 1, 2, 3, 4 and five years were used as endpoints of clinical relevance along with the median survival. The risk ratio (relative risk; RR) was the primary measure of effect for survival, rates of resections, and tumour recurrences. The risk difference (RD) was used to describe differences in response to chemotherapy, treatment morbidity and mortality. Main Results : There were 11 randomised trials involving 2051 patients. At 1- year and 2-year the risk ratios showed no difference in survival between preoperative chemotherapy and surgery alone. The 3-year risk ratios found a 21% increase in survival (RR = 1.21; 95% CI 0.88 to 1.68; p = 0.25) and a 24% increase in survival with preoperative chemotherapy at 4 years (RR = 1.24; 95% CI 0.92 to 1.68; p = 0.15) but they did not reach statistical significance. Only at 5 years did the results become significant (RR = 1.44; 95% CI 1.05 to 1.97; p = 0.02). The overall rate of resections and the rate of complete resections (R0) did not differ between the preoperative chemotherapy arm and surgery alone. The pooled clinical response to chemotherapy was about 36% (RD = 0.36; 95% CI 0.26 to 0.47) but the complete pathologic response was a disappointing 3% (RD = 0.03; 95% CI 0.01 to 0.04). No single agent or combination of chemotherapeutic agents was found to be superior to the others. There was a 19% reduction in local recurrence with preoperative chemotherapy, but this was not significant (RR = 0.81; 95% CI 0.54 to 1.22; p = 0.3). Preoperative chemotherapy was somewhat more harmful to patients than surgery alone. Reviewers’ conclusions : In summary, preoperative chemotherapy plus surgery appears to offer a survival advantage at 3, 4, and 5 years, which reached significance only at 5 years compared to surgery alone for resectable thoracic esophageal cancer of any histologic type. The number needed to treat for one extra survivor at five years is eleven patients. The results are tempered by the increased toxicity and mortality associated with chemotherapy. The most beneficial chemotherapy combination appears to be cisplatin and 5-flurouracil based, however, the dosing is unclear.

A meta-analysis of randomized controlled trials that compared neoadjuvant chemoradiation and surgery to surgery alone for resectable esophageal cancer.
Urschel JD, Vasan H.
Am J Surg. 2003 Jun;185(6):538-43

BACKGROUND : Esophagectomy is a standard treatment for resectable esophageal cancer but relatively few patients are cured. Combining neoadjuvant chemoradiation with surgery may improve survival but treatment morbidity is a concern. We performed a meta-analysis of randomized controlled trials (RCTs) that compared the use of neoadjuvant chemoradiation and surgery with the use of surgery alone for esophageal cancer. METHODS : Medline and manual searches were done to identify all published RCTs that compared neoadjuvant chemoradiation and surgery with surgery alone for esophageal cancer. A random-effects model was used and the odds ratio (OR) was the principal measure of effect. Systematic quantitative review was done for outcomes unique to the neoadjuvant chemoradiation treatment group, such as pathological complete response. RESULTS : Nine RCTs that included 1,116 patients were selected with quality scores ranging from 1 to 3 (5-point Jadad scale). Odds ratio (95% confidence interval [CI]; P value), expressed as chemoradiation and surgery versus surgery alone (treatment versus control; values <1 favor chemoradiation-surgery arm), was 0.79 (0.59, 1.06; P=0.12) for 1-year survival, 0.77 (0.56, 1.05; P=0.10) for 2-year survival, 0.66 (0.47, 0.92; P=0.016) for 3-year survival, 2.50 (1.05, 5.96; P=0.038) for rate of resection, 0.53 (0.33, 0.84; P=0.007) for rate of complete resection, 1.72 (0.96, 3.07; P=0.07) for operative mortality, 1.63 (0.99, 2.68; P=0.053) for all treatment mortality, 0.38 (0.23, 0.63; P=0.0002) for local-regional cancer recurrence, 0.88 (0.55, 1.41; P=0.60) for distant cancer recurrence, and 0.47 (0.16, 1.45; P=0.19) for all cancer recurrence. A complete pathological response to chemoradiation occurred in 21% of patients. The 3-year survival benefit was most pronounced when chemotherapy and radiotherapy were given concurrently (OR 0.45, 95% CI 0.26 to 0.79, P=0.005) instead of sequentially (OR 0.82, 95% CI 0.54 to 1.25, P=0.36). CONCLUSIONS : Compared with surgery alone, neoadjuvant chemoradiation and surgery improved 3-year survival and reduced local-regional cancer recurrence. It was associated with a lower rate of esophageal resection, but a higher rate of complete (R0) resection. There was a nonsignificant trend toward increased treatment mortality with neoadjuvant chemoradiation. Concurrent administration of neoadjuvant chemotherapy and radiotherapy was superior to sequential chemoradiation treatment scheduling.
Esophageal cancer - Adjuvant Treatment
Value of radiotherapy after radical surgery for esophageal carcinoma: a report of 495 patients.
Xiao ZF, Yang ZY, Liang J et al.
Ann Thorac Surg. 2003 Feb;75(2):331-6.

BACKGROUND : Despite three decades of debate, no conclusion has been reached concerning the effectiveness of postoperative radiotherapy for resected esophageal carcinoma. From 1986 through 1997, a prospective randomized study was carried out with 495 patients in an attempt to define the value of this therapeutic modality. METHODS : A total of 495 patients with esophageal cancer who had undergone radical resection were randomized by the envelope method into a surgery-alone group (S) of 275 patients and a surgery plus radiotherapy group (S + R) of 220 patients. Radiation treatment was started 3 to 4 weeks after the operation. The portals encompassed the entire mediastinum and bilateral supraclavicular areas. A midplane dose of 50 to 60 Gy in 25 to 30 fractions was delivered over 5 to 6 weeks. RESULTS : The overall 5-year survival rate was 31.7% for the S group and 41.3% (p=0.4474) for the S + R group. The 5-year survival rates of patients who were lymph node positive were 14.7% and 29.2% (p=0.0698), respectively. Five-year survival rates of stage III patients were 13.1% and 35.1% (p=0.0027), respectively. CONCLUSIONS : Postoperative prophylactic radiotherapy improved the 5-year survival rate in esophageal cancer patients with positive lymph node metastases and in patients with stage III disease compared with similar patients who did not receive radiation therapy. These results were almost significant for patients with positive lymph node metastases and highly significant for patients with stage III disease.

Surgery Plus Chemotherapy Compared With Surgery Alone for Localized Squamous Cell Carcinoma of the Thoracic Esophagus : A Japan Clinical Oncology Group Study—JCOG9204.
Ando N, Iizuka T, Ide H et al.
J Clin Oncol. 2003 Dec 15;21(24):4592-6.

PURPOSE : We performed a multicenter randomized controlled trial to determine whether postoperative adjuvant chemotherapy improves outcome in patients with esophageal squamous cell carcinoma undergoing radical surgery. PATIENTS AND METHODS : Patients undergoing transthoracic esophagectomy with lymphadenectomy between July 1992 and January 1997 at 17 institutions were randomly assigned to receive surgery alone or surgery plus chemotherapy including two courses of cisplatin (80 mg/m2 of body-surface area x 1 day) and fluorouracil (800 mg/m2 x 5 days) within 2 months after surgery. Adaptive stratification factors were institution and lymph node status (pN0 versus pN1). The primary end point was disease-free survival. RESULTS : Of the 242 patients, 122 were assigned to surgery alone, and 120 to surgery plus chemotherapy. In the surgery plus chemotherapy group, 91 patients (75%) received both full courses of chemotherapy; grade 3 or 4 hematologic or nonhematologic toxicities were limited. The 5-year disease-free survival rate was 45% with surgery alone, and 55% with surgery plus chemotherapy (one-sided log-rank, P=.037). The 5-year overall survival rate was 52% and 61%, respectively (P=.13). Risk reduction by postoperative chemotherapy was remarkable in the subgroup with lymph node metastasis. CONCLUSION : Postoperative adjuvant chemotherapy with cisplatin and fluorouracil is better able to prevent relapse in patients with esophageal cancer than surgery alone.

Benefit of postoperative adjuvant chemoradiotherapy in locoregionally advanced esophageal carcinoma.
Rice TW, Adelstein DJ, Chidel MA et al.
J Thorac Cardiovasc Surg. 2003 Nov;126(5):1590-6.

OBJECTIVE : We sought to determine whether chemoradiotherapy after esophagectomy improves survival. METHODS : From 1994 to 2000, 31 patients with locoregionally advanced esophageal carcinoma (90% pT3, 81% pN1, and 13% pM1a) received postoperative adjuvant chemoradiotherapy. Concurrently, 52 patients with advanced carcinoma underwent esophagectomy alone and survived at least 10 weeks, the time frame for adjuvant therapy. A propensity score based on demographic, tumor, and surgical factors was used to identify matched pairs to determine the association of adjuvant therapy with outcomes. RESULTS : For patients receiving adjuvant therapy versus esophagectomy alone, risk-unadjusted median, 1-year, and 4-year survivals were 28 versus 14 months, 68%
+/- 8.4% versus 60% +/- 6.8%, and 44% +/- 9.0% versus 17% +/- 5.6%, respectively (P=.05). Similarly, risk-unadjusted median time to recurrence was 25 versus 13 months (P=.15), and median recurrence-free survival was 22 versus 11 months (P=.04). Among propensity-matched patients, median, 1-year, and 4-year survivals for those receiving adjuvant therapy versus esophagectomy were 28 versus 15 months, 60% +/- 11.0% versus 65% +/- 10.7%, and 44% +/- 11.3% versus 0% (P=.05). Median time to recurrence was 25 versus 13 months (P=.04), and recurrence-free survival was 22 versus 10 months (P=.02). CONCLUSION : In patients with locoregionally advanced esophageal carcinoma, addition of postoperative adjuvant chemoradiotherapy to esophagectomy alone doubled survival time, time to recurrence, and recurrence-free survival. Patients with locoregionally advanced carcinoma after esophagectomy should be considered for adjuvant therapy.

Chemoradiotherapy after surgery compared with surgery alone for adenocarcinoma of the stomach or gastroesophageal junction.
Macdonald JS, Smalley SR, Benedetti J et al.
N Engl J Med. 2001 Sep 6;345(10):725-30.

BACKGROUND : Surgical resection of adenocarcinoma of the stomach is curative in less than 40 percent of cases. We investigated the effect of surgery plus postoperative (adjuvant) chemoradiotherapy on the survival of patients with resectable adenocarcinoma of the stomach or gastroesophageal junction. METHODS : A total of 556 patients with resected adenocarcinoma of the stomach or gastroesophageal junction were randomly assigned to surgery plus postoperative chemoradiotherapy or surgery alone. The adjuvant treatment consisted of 425 mg of fluorouracil per square meter of body-surface area per day, plus 20 mg of leucovorin per square meter per day, for five days, followed by 4500 cGy of radiation at 180 cGy per day, given five days per week for five weeks, with modified doses of fluorouracil and leucovorin on the first four and the last three days of radiotherapy. One month after the completion of radiotherapy, two five-day cycles of fluorouracil (425 mg per square meter per day) plus leucovorin (20 mg per square meter per day) were given one month apart. RESULTS : The median overall survival in the surgery-only group was 27 months, as compared with 36 months in the chemoradiotherapy group; the hazard ratio for death was 1.35 (95 percent confidence interval, 1.09 to 1.66; P=0.005). The hazard ratio for relapse was 1.52 (95 percent confidence interval, 1.23 to 1.86; P<0.001). Three patients (1 percent) died from toxic effects of the chemoradiotherapy; grade 3 toxic effects occurred in 41 percent of the patients in the chemoradiotherapy group, and grade 4 toxic effects occurred in 32 percent. CONCLUSIONS : Postoperative chemoradiotherapy should be considered for all patients at high risk for recurrence of adenocarcinoma of the stomach or gastroesophageal junction who have undergone curative resection.
EVIDENCE BASED MANAGEMENT FOR
L ung cancer

Introduction

Lung cancer is a major problem in both developed and developing countries in the world. It is the leading type of cancer (more than a million new cases; 12.8% of all cancers) and the leading cause of cancer mortality (921,000 deaths; 17.8% of all cancer deaths) worldwide. It is expected that lung cancer will remain a major health problem at least for the next 30-40 years, even if there is a reduction in incidence as a result of smoking cessation interventions. In India, Untreated, it has a high mortality with 95% patients dying within one year.

Lung cancer is broadly divided into two types – small cell and non-small cell. This general histologic classification reflects the clinical and biological behavior of these distinct tumor types. Small cell lung cancers (SCLC) grow rapidly, metastasize widely and are treated primarily with chemotherapy. Eighty percent of SCLC are metastatic on presentation. Non-small cell lung cancers (NSCLC) are divided into squamous cell cancers, adenocarcinomas and large cell carcinomas. Nearly half of all NSCLC in developed countries (and one fourth of cases in India) are diagnosed in localized or locally advanced stage when they are treated by resection or combined modality treatment with or without surgery.

Smoking is the single most important risk factor for all types of lung cancers. Attempts to reduce lung cancer mortality should therefore primarily be focused on smoking cessation, which has the potential to be the single most important public health intervention to reduce cancer deaths.

Staging

The AJCC has adopted the TNM staging system proposed by Mountain in 1997. The TNM staging system is based on the anatomic extent of disease.

Treatment options for patients with NSCLC should take into consideration
a) Stage of disease
b) Pulmonary reserve and
c) Performance status

Table 1 : TNM staging of NSCLC
Primary Tumor (T)
TX Primary tumor cannot be assessed, or tumor proven by the presence of malignant cells      in sputum or bronchial washings, but not visualized by imaging or bronchoscopy.

T0 No evidence of primary tumor

Tis Carcinoma in situ

T1 Tumor p3 < 0 cm in greatest dimension, surrounded by lung or visceral pleura, and          without bronchoscopic evidence of invasion more proximal than the lobar bronchus           (i.e. not in the main bronchus)

T2 Tumor with any of the following features of size or extent:
     > 3 cm in greatest dimension
     Involves main bronchus, >2 cm distal to the carina
     Involves the visceral pleura
     Associated with atelectasis or obstructive pneumonitis that extends to the hilar region      but does not involve the entire lung
T3 Tumor of any size that directly invades any of the following: chest wall (including           superior sulcus tumors), diaphragm, mediastinal pleura, or parietal pericardium; or           tumor in the main bronchus <2 cm distal to the carina, but without involvement of the      carina; or associated atelectasis or obstructive pneumonitis of the entire lung T4           Tumor of any size that invades any of the following: mediastinum, heart, great                vessels, trachea, esophagus, vertebral body, carina; or tumor with a malignant pleural      or pericardial effusion, or with satellite tumor nodule(s) within the ipsilateral
     primary-tumor lobe of the lung

Note : The uncommon superficial tumor of any size with its invasive component limited to the bronchial wall, which may extend proximal to the main bronchus is also classified as T1.

Regional Lymph Nodes (N)
NX Regional lymph nodes cannot be assessed
N0 No regional lymph nodes metastasis
N1 Metastasis to ipsilateral peribronchial and/or ipsilateral hilar lymph nodes, and      intrapulmonary nodes involved by direct extension of the primary tumor
N2 Metastasis to ipsilateral mediastinal and/or subcarinal lymph node(s)
N3 Metastasis to contralateral mediastinal, contralateral hilar, ipsilateral or contralateral      scalene, or supraclavicular lymph node(s)

Distant Metastasis (M)
MX Presence of distant metastasis cannot be assessed
M0 No distant metastasis
M1 Distant metastasis present

Table 2 : TNM stage grouping

Stage 0 Carcinoma in situ
Stage IA T1 N0 M0
Stage IB T2 N0 M0
Stage IIA T1 N1 M0
Stage IIB T2 N1 M0
  T3 N0 M0
Stage IIIA T3 N1 M0
  T1-3 N2 M0
Stage IIIB T4 N0-2 M0
  T4    
Stage IV Any T N3 M0
  Any T Any N M1

Management of NSCLC
I. Patients with localized NSCLC (T1-3, N0-1)

These include patients upto T3N1 NSCLC, i.e., all stage I, II and T3N1 stage IIIA.

Workup includes
1. Chest X-ray
2. CT scan chest and upper abdomen
3. Fiber optic bronchoscopy
4. Cyto/histological diagnosis if possible – sputum cytology, bronchoalveolar lavage/brushings cytology, post bronchoscopy sputum cytology, CT guided FNAC
5. Arterial blood gas analysis
6. Pulmonary function tests
7. Ventilation-perfusion (V/Q) scan – if pulmonary function tests reveal borderline pulmonary reserve
8. Mediastinoscopy is indicated in patients with T3 and/or N1 tumors
9. Metastatic workup – CT scan brain, upper abdomen (for liver and adrenals) and bone scan – indicated in patients with T3 and/or N1 tumors

Note : A cyto/histological diagnosis is preferable but not mandatory prior to surgery.

A complete metastatic workup is indicated in
a) Patients with T3 and/or N1 tumors
b) Borderline operative patients (increased risk because of borderline PFT or intercurrent cardiac or other medical illnesses) with early stage disease
c) Patients with symptoms or signs of distant metastases.

Patients with T1-2, N0 NSCLC with no symptoms of metastatic disease do not require a routine metastatic workup.

Surgery is the treatment of choice in patients with localized disease with no involvement of mediastinal lymph nodes.
(Level III, Grade B)

Preoperative pulmonary evaluation

Many tests are available to assess adequacy of pulmonary reserve prior to lung surgery. They are summarized in the table.

Test Threshold Extent of resection
Vital capacity (VC) = 80% Pneumonectomy
FEV 1 = 50% Lobectomy
Ppo FEV 1* > 800 ml  
  > 40%  
MVV > 50%  
PaO2 > 50 mm Hg  
PaCO2 < 45 mm Hg  
DLCO > 60% Pneumonectomy
  > 50% Lobectomy
Ppo DLCO > 40%  
Stair climbing test > 15  
6-min walk > 1000 ft.  
VO2 max > 20 ml/kg.min Pneumonectomy
  = 15 ml/kg.min Lobectomy
  = 50%  

* Single most important test is the predicted postoperative FEV1 (Ppo FEV 1)

Preoperative Management
1. Smoking cessation
2. Bronchodilators
3. Intermittent Positive Pressure Breathing (IPPB)
4. Chest physiotherapy
5. Antibiotics – only if infection present

Surgical resection – general principles

  • Lobectomy or pneumonectomy should be done depending on the extent of disease (provided the patient has adequate pulmonary reserve). One randomized trial (LCSG) and eight non-randomized trials have shown lower survivals with sublobar resections compared to lobectomy. (Level Ib, Grade A)
  • Limited resection (segmentectomy, wedge resection) may be done only if pulmonary reserve is inadequate for lobectomy, provided otherwise medically fit for surgery. Reduced survival compared to lobectomy, but better results than radical radiotherapy alone. (Level III, Grade B)
  • N1 and N2 lymph nodal resection and mapping (sampling or systematic lymph node dissection) should be done. There is universal consensus that SMLND is a better staging and prognosticator than mediastinal lymph nodal sampling. There is no consensus that SMLND improves survival in patients with NSCLC. Two randomized trials found no difference in survival between mediastinal lymph node sampling and systematic mediastinal lymph node dissection, whereas one randomized and one large nonrandomized trial found superior survival with systematic mediastinal lymph node dissection. (Level Ib, Grade A)
  • Curative (radical) radiotherapy should be given if the patient is medically unfit for surgery. (Level III, Grade B)
  • Parenchyma preserving lung resection (sleeve resection, bronchoplasty) is preferred over pneumonectomy if anatomically appropriate and negative margins can be obtained. (Level III, Grade B)

VATS lung resections
Preliminary data from VATS lung resections suggest similar 2-3 year survival outcomes to open surgery but long term outcomes are not yet available. However, most studies of VATS lung resections have had strict selection criteria whereas comparative open surgeries have been an unselected group. There is also no objective evidence regarding the advantages of VATS lung resections over open surgery.

Postoperative care
1. Perioperative antibiotics
2. Optimal pain control
3. Early mobilization
4. Chest physiotherapy
5. Incentive spirometry
6. IPPB

Adjuvant therapy

  • There is no role of adjuvant radiotherapy in completely resected early stage NSCLC. The PORT meta analysis showed higher mortality in patients treated with post operative radiotherapy compared to patients treated with surgery alone (Level Ia, Grade A)
  • Adjuvant radiotherapy may be considered in patients with residual disease after lung resection or positive margins. (Level III, Grade B)
  • There is no role of non-cisplatin based chemotherapy in resected NSCLC. (Level Ia, Grade A)
  • There may be a benefit with cisplatin-based adjuvant chemotherapy in completely resected NSCLC. A recent large multicenter randomized controlled trial showed a significant survival advantage with postoperative chemotherapy in completely resected NSCLC. (Level Ib, Grade A)

II. Patients with positive mediastinal lymph nodes (T1-3, N2)
Workup includes
1. Chest X-ray
2. CT scan chest and upper abdomen
3. Fiber optic bronchoscopy
4. Cyto/histological diagnosis – sputum cytology, bronchoalveolar lavage/brushings cytology, post bronchoscopy sputum cytology, CT guided FNAC
5. Mediastinoscopy and biopsy
6. Metastatic workup – CT scan brain, upper abdomen and bone scan.

A. Preoperatively diagnosed N2 disease

  • Patients with clinico radiological N2 disease should undergo mediastinoscopy for histological evidence of N2 disease.
    (Level Ib, Grade A)
  • Patients should undergo multimodality treatment protocols.
  • Patients are primarily treated with neoadjuvant chemotherapy followed by surgery. Two randomized trials have shown significantly improved survival with neoadjuvant chemotherapy compared to patients treated with surgery alone. (Level Ib, Grade A)
  • Patients progressing on neoadjuvant chemotherapy should be treated with definitive chemoradiotherapy. (Level III, Grade B)
  • Patients who do not progress on NACT and who have resectable disease should be treated with surgery provided they have adequate pulmonary reserve. (Level III, Grade B)
  • Patients with inadequate pulmonary reserve to tolerate lung resection should be treated with definitive chemoradiotherapy. (Level III, Grade B)
  • Patients with T3 N2 disease should be treated with chemoradiotherapy and only a highly selected subset considered for surgery after neoadjuvant chemotherapy.
    (Level IV, Grade C)

B. Surgically discovered N2 disease

  • Patients with N2 disease detected on thoracotomy should undergo lung resection provided the tumor can be completely resected. (Level III, Grade B)
  • Systematic lymph node dissection should be done. (Level III, Grade B)
  • Adjuvant therapy should be considered. (Level III, Grade B)

Adjuvant therapy

  • The role of adjuvant radiotherapy in completely resected N2 NSCLC is unclear. Subset analysis in the PORT meta analysis showed no difference in survival
  • Adjuvant radiotherapy may be indicated in patients with residual disease after surgery or positive margins. (Level III, Grade B)
  • There is no role of non-cisplatin based chemotherapy (Level Ia, Grade A)
  • There may be a benefit with cisplatin-based adjuvant chemotherapy. (Level Ib, Grade A)

III. Patients with locoregionally advanced disease (T4 and N3)

  • Treatment of patients with T4 and N3 NSCLC is predominantly non surgical. (Level III, Grade B)
  • Patients with good performance status should be treated with combination chemo radiotherapy. Evidence from a meta analysis and 12 randomized controlled trials show a survival benefit with cisplatin-based chemotherapy and radical radiotherapy compared to radiotherapy alone. (Level Ia, Grade A)
  • Concurrent chemo radiotherapy is preferable to sequential chemo radiotherapy. (Level III, Grade B)
  • There is no difference between daily and weekly chemoradiotherapy regimens. (Level Ia, Grade A)
  • Cisplatin based chemotherapy regimens are better than non-cisplatin based chemotherapy. (Level Ia, Grade A)
  • Patients who may not tolerate combination chemo radiotherapy should be treated with radiotherapy alone. (Level III, Grade B)
  • Patients with malignant pleural effusion should be treated with pleurodesis. Palliative chemotherapy should be given in patients with good performance status. (Level III, Grade B)
  • Highly selected patients with stage III B disease may benefit from surgery as part of multimodality treatment protocols.
    (Level IV, Grade C)

IV. Patients with metastatic disease

  • The aim of treatment is palliation
  • Patients with good performance score (ECOG 1, 2) should be treated with cisplatin - based chemotherapy.
    (Level Ia, Grade A)
  • Combination chemotherapy regimens are better than single agent chemotherapy. (Level Ia, Grade A)
  • Patients with poor performance score should be treated with best supportive care (BSC). (Level Ia, Grade A)
  • Painful bone metastases and metastases in weight-bearing bones should be treated with palliative radiotherapy.
    (Level Ia, Grade A)
  • Bisphosphonates may reduce adverse bone events in patients with bone metastases. (Level Ia, Grade A)
  • Highly selected patients with solitary brain, adrenal and lung metastasis may benefit from resection of the metastasis along with lung resection. (Level IV, Grade C)

Management of malignant pleural effusion (unknown primary)
Workup includes
1. Clinical examination – look for primary in breast, lungs, abdomen, pelvis; lymph node biopsy if enlarged (lymphoma)
2. Chest X-ray
3. Pleural fluid cytology
4. Tumor markers – CEA, CA-125 (females) and CEA, PSA (males)
5. Fiber optic bronchoscopy
6. Thoracoscopy – if pleural fluid cytology is negative

  • The best palliation for patients with malignant pleural effusion with complete lung expansion after chest tube drainage is pleurodesis.
  • Talc has better results in pleurodesis than bleomycin and tetracycline.
  • Patients with incomplete lung expansion after chest tube drainage may be treated with a pleuro peritoneal shunt or an indwelling pigtail catheter.
  • Palliative chemotherapy may be offered to patients with good performance status

Radiotherapy Protocols

Radical Radiotherapy

Indications – in early NSCLC – medically unfit for surgery or patient refusing surgery.
        60-65 Gy / 33-36 fr / 6-7 weeks
        Phase I : 40 Gy / 20 fr across the mediastinum
        Phase II : 10 Gy / 6 fr / 2 cm margin (spinal cord shielding)
        Phase III : 10-15 Gy / 1 cm margin
        Supraclavicular fossa is included as primary coverage in upper lobe tumors.

Palliative Radiotherapy

Indications – unresectable disease
        KPS > 60%
        39Gy / 13 fr / 2.5 weeks
        Phase I : 30Gy / 10 fr / 2 weeks / maximum margin 2 cm
        Phase II : 9Gy / 3 fr / 3 days / spinal cord shielding
        KPS = 60%
        10Gy / 1 fr / 1 day (or) 17Gy / 2 fr / 1 week (or) 20Gy / 5 fr / 1 week
        (No difference in IAEA pilot study)
        Supra clavicular fossa is not included in the field.

Postoperative Radiotherapy

Indications – Positive margins and residual disease
        50-54Gy / 25-27 fr / 5-6 weeks
        Phase I : 40Gy / 20 fr across the mediastinum
        Phase II : 10-14Gy / 5-7 fr / 2 cm margin (spinal cord shielding)

Metastatic Disease
Parenchymal Brain Metastases
        30Gy / 10 fr / 2 weeks
        Low performance score – 20Gy / 5 fr / 1 week

Spinal Cord Compression
        30Gy / 10 fr / 2 weeks (or) 20Gy / 5 fr / 1 week
        (along with steroids and supportive care)

Painful bone metastases
        Single fr : 6-8Gy / 1 fr
        Multiple fr : 30Gy / 10 fr / 2 weeks (or) 20Gy / 5 fr / 1 week
        Rarely, hemibody irradiation may be used for multiple bone metastases

Endobronchial Radiotherapy
Indications – salvage treatment for recurrent / residual endobronchial lesion.
        7.5Gy / fr X 2 fr 1.2 weeks apart 1 cm off axis.

Superior Vena Cava Syndrome

        20Gy / 5 fr / 1 week – assess the response
        20Gy / 10 fr / 2 weeks with reduced fields
        (along with steroids and supportive care)

Small Cell Lung Cancer

Small cell lung cancer (SCLC) represents a distinct entity that is biologically and clinically different from Non Small cell Lung cancer. It is an aggressive cancer with a rapid proliferation index thereby making it very chemosensitive.

SCLC is staged according to the International Association for Study of Lung Cancer, into Limited stage disease (LD) and Extensive stage disease (ED).

Limited stage disease (LD) is defined as disease restricted to one hemithorax, with or without involvement of ipsilateral regional nodes including hilar, mediastinal and supraclavicular. It also includes involvement of contralateral mediastinal and supraclavicular nodes and an ipsilateral pleural effusion.

Disease more extensive than described above is considered Extensive stage disease (ED).

Management of LD SCLC

Patients with LD SCLC are treated for potential cure with chemoradiotherapy. The standard treatment of LD SCLC is concurrent radiation therapy with cisplatin based chemotherapy. (Level IIa, Grade B)

Role of chemotherapy
SCLC are known to be chemosensitive tumours and have shown good response rates with cisplatin based chemotherapy. Current standard chemotherapeutic protocol is to give 4-6 cycles of cisplatinum and etoposide based regimen. (Level IIa)

However, even with this protocol- though response rates were as high as 70-80% (including 50% complete responses), most patients still die of tumour progression/recurrence.

Therefore, newer chemotherapeutic regimens with dose intensification were attempted. These showed very high toxicities with no documented significant increase in survival in all phase II-III studies. (Level Ib, Grade A)

Role of Radiation therapy (RT) in LD SCLC
In patients treated with chemotherapy alone, locoregional failure in the thorax occurs in upto 80% of patients with SCLC.

RT was accepted as a part of combined modality approach as a result of 2 meta-analyses which clearly showed an improvement in local control with subsequent improvement in overall survival (Level Ia, Grade A). Thoracic RT should be administered early, i.e during the 1st or 2nd cycle of chemotherapy at curative doses to achieve increase in the overall survival. (Level Ib, Grade A)

Role of Surgery
Surgery plays a much less definitive role in SCLC as compared to NSCLC.

The available data indicate that surgery can be useful in T1, T2 tumours without nodal involvement. For small lesions, surgery can also be considered as first line treatment followed by chemotherapy.
(Level IV, Grade C)

Role of Prophylactic Cranial Irradiation (PCI)
The central nervous system is a frequent site for metastases in SCLC (about 50% of isolated metastases) which results in significant morbidity.

In a meta-analyses performed by the Collaborative Group, PCI showed an absolute increase of 5.4% in 3 year survivals with an increase of 8.8% in the disease free survival. (Level Ia, Grade A) However the role of PCI, regarding the timing, dose and fractionation, eligibility of patients and neurological toxicity remains unclear.

In conclusion, the standard accepted treatment for LD SCLC of the lung is concurrent chemoradiation (platinum based) with emphasis on an early start of thoracic radiation. Surgery has a small role to play in small peripherally located tumours.

Management of Extensive stage SCLC
Platinum based chemotherapy remains the mainstay of management of ED SCLC.
Two meta-analyses have clearly indicated the superior role of cisplatinum based chemotherapy regimens as compared to other agents.
(Level Ia, Grade A)

Carboplatin can also be used as an alternative to cisplatin, with no difference in efficacy or toxicity. The usual course of management is to give 4 cycles of cisplatin/carboplatin with etoposide. There is no evidence for the use of maintenance therapy in ED SCLC outside of a trial setting. (Level Ib, Grade A) Further, there is no evidence for the use of dose intensification or change of chemotherapeutic agent. Trials have shown no increase in survivals with the above measures.

Management of refractory/relapsed ED SCLC
Inspite of being very chemosensitive, the progression free survival in ED SCLC, after chemotherapy, is only 4 months. Most patients will relapse and the prognosis of such patients is very poor.

For patients relapsing after 3 months from completion of induction treatment the same protocol as induction can be repeated. For patients who relapse within 3 months of induction, or for refractory disease, 2nd line chemotherapy should be given. (Level IV, Grade C) Topotecan used as a single agent is at present the best option available.
(Level Ib, Grade A)

Surgery plays no role in management of ED SCLC.

In all cases of ED SCLC supportive care should include, radiation therapy for bony metastases and the management of paraneoplastic syndromes.

In conclusion, as ED SCLC is a disease with a poor prognosis to begin with and complete treatment will increase survival only by 8-10 months, good patient selection is of utmost importance. Age and performance status form important patient selection criteria. In fit patients, chemotherapy is the standard of care.

Role of screening in lung cancer
Screening for lung cancer is a volatile issue in international medical forums and amongst the general public. Current evidence does not support lung cancer screening with chest radiography or sputum cytology. Six randomized controlled trials and a meta analysis do not support frequent screening with chest radiography or sputum cytology. In fact, the ‘most definitive’ Mayo Lung Project had a non-significant higher mortality in the screened arm. The conundrum of improved survival and higher mortality has been explained by lead-time bias, length-time bias and overdiagnosis bias. Although many of these trials have been criticized (predominantly by advocates of screening) on grounds of inadequate study power and imperfect methodology, it is clear that chest radiography and sputum cytology have no role in screening protocols. Newer methods of diagnosis including low-dose spiral CT and biological markers in exhaled air have not been evaluated in prospective randomized trials.

Current evidence does not support screening with chest radiography or sputum cytology as an intervention to reduce mortality from lung cancer. (Level Ia, Grade A)

Management Algorithm For Non Small Cell Lung Cancer (NSCLC)

Management Algorithm For Non Small Cell Lung Cancer

Ideal Pathology Report
A. Macroscopic Description

Site
Right Lung : 1. RUL 2. RML 3. RLL
Left Lung : 1. LUL 2. LLL
Segment : specify

Procedure
Pneumonectomy Lobectomy Bilobectomy
Segmentectomy Wedge Excision
Others : Specify

Tumour location
Central, midzone, peripheral

Tumour size
length x width x breadth

Bronchus involved/not involved with distance from bronchial cut margin
Involvement of lung parenchyma
Status of visceral pleura involved/uninvolved
If uninvolved, distance from tumour

B. Microscopic Description
Histological type : WHO, 1999
Histological differentiation : Well, Moderately, Poorly
Angiolymphatic invasion
Perineural invasion
Cut margins : Bronchial, visceral, pleural

Lymph nodes :
N1 : Hilar, Interlobar, Lobar, Segmental
N2 : Superior mediastinal, para and pretracheal, subaortic, paraaortic, subcarinal, inferior pulmonary ligament nodes.

Status of Adjacent lung : Atelectasis, pneumonia, other
Status of Adjacent mucosa : In situ carcinoma

Final diagnosis and pathological stage
Lung Cancer - Screening
Screening for lung cancer : a systematic review and meta-analysis of controlled trials.
Manser RL, Irving LB, Byrnes G et al.
Thorax. 2003 Sep;58(9):784-9.

BACKGROUND : Lung cancer is a substantial public health problem in western countries. Previous studies have examined different screening strategies for lung cancer but there have been no published systematic reviews. METHODS : A systematic review of controlled trials was conducted to determine whether screening for lung cancer using regular sputum examinations or chest radiography or computed tomography (CT) reduces lung cancer mortality. The primary outcome was lung cancer mortality; secondary outcomes were lung cancer survival and all cause mortality. RESULTS : One non-randomised controlled trial and six randomised controlled trials with a total of 245 610 subjects were included in the review. In all studies the control group received some type of screening. More frequent screening with chest radiography was associated with an 11% relative increase in mortality from lung cancer compared with less frequent screening (RR 1.11, 95% CI 1.00 to 1.23). A non-statistically significant trend to reduced mortality from lung cancer was observed when screening with chest radiography and sputum cytological examination was compared with chest radiography alone (RR 0.88, 95% CI 0.74 to 1.03). Several of the included studies had potential methodological weaknesses. Controlled studies of spiral CT scanning have not been reported. CONCLUSIONS : The current evidence does not support screening for lung cancer with chest radiography or sputum cytological examination. Frequent chest radiography might be harmful. Further methodologically rigorous trials are required before any new screening methods are introduced into clinical practice.
Lung Cancer - Staging
Accuracy of positron emission tomography for diagnosis of pulmonary nodules and mass lesions: a meta-analysis.
Gould MK, Maclean CC, Kuschner WG et al.
JAMA 2001 Feb 21;285(7):914-24

CONTEXT : Focal pulmonary lesions are commonly encountered in clinical practice, and positron emission tomography (PET) with the glucose analog 18-fluorodeoxyglucose (FDG) may be an accurate test for identifying malignant lesions. OBJECTIVE : To estimate the diagnostic accuracy of FDG-PET for malignant focal pulmonary lesions. DATA SOURCES : Studies published between January 1966 and September 2000 in the MEDLINE and CANCERLIT databases; reference lists of identified studies; abstracts from recent conference proceedings; and direct contact with investigators. STUDY SELECTION : Studies that examined FDG-PET or FDG with a modified gamma camera in coincidence mode for diagnosis of focal pulmonary lesions; enrolled at least 10 participants with pulmonary nodules or masses, including at least 5 participants with malignant lesions; and presented sufficient data to permit calculation of sensitivity and specificity were included in the analysis. DATA EXTRACTION : Two reviewers independently assessed study quality and abstracted data regarding prevalence of malignancy and sensitivity and specificity of the imaging test. Disagreements were resolved by discussion. DATA SYNTHESIS : We used a meta-analytic method to construct summary receiver operating characteristic curves. Forty studies met inclusion criteria. Study methodological quality was fair. Sample sizes were small and blinding was often incomplete. For 1474 focal pulmonary lesions of any size, the maximum joint sensitivity and specificity (the upper left point on the receiver operating characteristic curve at which sensitivity and specificity are equal) of FDG-PET was 91.2% (95% confidence interval, 89.1%-92.9%). In current practice, FDG-PET operates at a point on the summary receiver operating characteristic curve that corresponds approximately to a sensitivity and specificity of 96.8% and 77.8%, respectively. There was no difference in diagnostic accuracy for pulmonary nodules compared with lesions of any size (P=.43), for semiquantitative methods of image interpretation compared with qualitative methods (P=.52), or for FDG-PET compared with FDG imaging with a modified gamma camera in coincidence mode (P=.19). CONCLUSIONS : Positron emission tomography with 18-fluorodeoxyglucose is an accurate noninvasive imaging test for diagnosis of pulmonary nodules and larger mass lesions, although few data exist for nodules smaller than 1 cm in diameter. In current practice, FDG-PET has high sensitivity and intermediate specificity for malignancy.

Metastases from non-small cell lung cancer : mediastinal staging in the 1990s—meta-analytic comparison of PET and CT.
Dwamena BA, Sonnad SS, Angobaldo JO et al.
Radiology 1999 Nov;213(2):530-6.

PURPOSE : To meta-analytically compare 2-[fluorine 18]fluoro-2-deoxy-D-glucose positron emission tomography (PET) and computed tomography (CT) for the demonstration of mediastinal nodal metastases in patients with non-small cell lung cancer. MATERIALS AND METHODS : English-language reports on the diagnostic performance of PET (14 studies, 514 patients) and/or CT (29 studies, 2,226 patients) for demonstration of mediastinal nodal metastases from NSCLC were selected by using the MEDLINE database. In eligible studies, an objective diagnostic standard was used, data were presented to allow recalculation of contingency tables, and established diagnostic criteria were used for abnormal test results. Summary receiver operating characteristic (ROC) curves were calculated. RESULTS: Pooled point estimates of diagnostic performance and summary ROC curves indicated that PET was significantly more accurate than CT for demonstration of nodal metastases (P<.001). Mean sensitivity and specificity (+/- 95% CI) were 0.79 +/- 0.03 and 0.91 +/- 0.02, respectively, for PET and 0.60 +/- 0.02 and 0.77 +/- 0.02, respectively, for CT. The log odds ratios were 1.79 (95% CI: 1.49, 2.09) for CT and 3.77 (95% CI: 2.77, 4.77) for PET (P<.001). Subgroup analyses did not alter findings. CONCLUSION : PET is superior to CT for mediastinal staging of non-small cell lung cancer, independent of performance index or clinical context of PET imaging.
Lung Cancer - Surgery
Randomized trial of lobectomy versus limited resection for T1 N0 non-small cell lung cancer. Lung Cancer Study Group.
Ginsberg RJ, Rubinstein LV.
Ann Thorac Surg. 1995 Sep;60(3):615-22.

BACKGROUND : It has been reported that limited resection (segment or wedge) is equivalent to lobectomy in the management of early stage (T1-2 N0) non-small cell lung cancer. METHODS : A prospective, multiinstitutional randomized trial was instituted comparing limited resection with lobectomy for patients with peripheral T1 N0 non-small cell lung cancer documented at operation. Analysis included locoregional and distant recurrence rates, 5-year survival rates, perioperative morbidity and mortality, and late pulmonary function assessment. RESULTS : There were 276 patients randomized, with 247 patients eligible for analysis. There were no significant differences for all stratification variables, selected prognostic factors, perioperative morbidity, mortality, or late pulmonary function. In patients undergoing limited resection, there was an observed 75% increase in recurrence rates (p=0.02, one-sided) attributable to an observed tripling of the local recurrence rate (p=0.008 two-sided), an observed 30% increase in overall death rate (p=0.08, one-sided), and an observed 50% increase in death with cancer rate (p=0.09, one-sided) compared to patients undergoing lobectomy (p=0.10, one-sided was the predefined threshold for statistical significance for this equivalency study). CONCLUSIONS : Compared with lobectomy, limited pulmonary resection does not confer improved perioperative morbidity, mortality, or late postoperative pulmonary function. Because of the higher death rate and locoregional recurrence rate associated with limited resection, lobectomy still must be considered the surgical procedure of choice for patients with peripheral T1 N0 non-small cell lung cancer.
Lung Cancer - Neoadjuvant and Adjuvant Treatment
A randomized trial comparing perioperative chemotherapy and surgery with surgery alone in resectable stage IIIA non-small-cell lung cancer.
Roth JA, Fossella F, Komaki R, Ryan MB et al.
J Natl Cancer Inst. 1994 May 4;86(9):673-80.

BACKGROUND : Patients with resectable stage IIIA non-small-cell lung cancer have a low survival rate following standard surgical treatment. Nonrandomized trials in which induction chemotherapy or a combination of chemotherapy and radiation prior to surgery were used to treat patients with regionally advanced primary cancers have suggested that survival is improved when compared with treatment by surgery alone. PURPOSE : We performed a prospective, randomized study of patients with previously untreated, potentially resectable clinical stage IIIA non-small-cell lung cancer to compare the results of perioperative chemotherapy and surgery with those of surgery alone. METHODS : This trial was designed to test the null hypothesis that the proportion of patients surviving 3 years is 12% for either treatment group against the alternate hypothesis that the 3-year survival rate would be 12% in the surgery alone group and 32% in the perioperative chemotherapy group. The estimated required sample size was 65 patients in each group. The trial was terminated at an early time according to the method of O’Brien and Fleming following a single unplanned interim analysis. The decision to terminate the trial was based on ethical considerations, the magnitude of the treatment effect, and the high degree of statistical significance attained. In total, 60 patients were randomly assigned between 1987 and 1993 to receive either six cycles of perioperative chemotherapy (cyclophosphamide, etoposide, and cisplatin) and surgery (28 patients) or surgery alone (32 patients). For patients in the former group, tumor measurements were made before each course of chemotherapy and the clinical tumor response was evaluated after three cycles of chemotherapy; they then underwent surgical resection. Patients who had documented tumor regression after preoperative chemotherapy received three additional cycles of chemotherapy after surgery.
RESULTS : After three cycles of preoperative chemotherapy, the rate of clinical major response was 35%. Patients treated with perioperative chemotherapy and surgery had an estimated median survival of 64 months compared with 11 months for patients who had surgery alone (P<.008 by log-rank test; P<.018 by Wilcoxon test). The estimated 2 and 3 year survival rates were 60% and 56% for the perioperative chemotherapy patients and 25% and 15% for those who had surgery alone, respectively. CONCLUSIONS : In this trial, the treatment strategy using perioperative chemotherapy and surgery was more effective than surgery alone. IMPLICATIONS : This clinical trial strengthens the validity of using perioperative chemotherapy in the management of patients with resectable stage IIIA non-small-cell lung cancer. Further investigation of the perioperative chemotherapy strategy in earlier stage lung cancer is warranted.

Postoperative radiotherapy in non-small-cell lung cancer: systematic review and meta-analysis of individual patient data from nine randomised controlled trials.
PORT Meta-analysis Trialists Group.
Lancet 1998 Jul 25;352 (9124) : 257-63.

BACKGROUND : The role of postoperative radiotherapy in treatment of patients with completely resected non-small-cell lung cancer (NSCLC) remains unclear. We undertook a systematic review and meta-analysis of the available evidence from randomised trials. METHODS : Updated data were obtained on individual patients from all available randomised trials of postoperative radiotherapy versus surgery alone. Data on 2128 patients from nine randomised trials (published and unpublished) were analysed by intention to treat. There were 707 deaths among 1056 patients assigned postoperative radiotherapy and 661 among 1072 assigned surgery alone. Median follow-up was 3.9 years (2.3-9.8 for individual trials) for surviving patients. FINDINGS : The results show a significant adverse effect of postoperative radiotherapy on survival (hazard ratio 1.21 [95% CI 1.08-1.34]). This 21% relative increase in the risk of death is equivalent to an absolute detriment of 7% (3-11) at 2 years, reducing overall survival from 55% to 48%. Subgroup analyses suggest that this adverse effect was greatest for patients with stage I/II, N0-N1 disease, whereas for those with stage III, N2 disease there was no clear evidence of an adverse effect. INTERPRETATION : Postoperative radiotherapy is detrimental to patients with early-stage completely resected NSCLC and should not be used routinely for such patients. The role of postoperative radiotherapy in the treatment of N2 tumours is not clear and may warrant further research.
Lung Cancer - Chemotherapy
Chemotherapy for non-small cell lung cancer
Non-small Cell Lung Cancer Collaborative Group (Cochrane Review).

In: The Cochrane Library, Issue 4, 2003. Chichester, UK
BACKGROUND : The role of chemotherapy in the treatment of patients with non-small cell lung cancer was not clear. A systematic review and quantitative meta-analysis was therefore undertaken to evaluate the available evidence from all relevant randomised trials. OBJECTIVES : To evaluate the effect of cytotoxic chemotherapy on survival in patients with non-small cell lung cancer. To investigate whether or not pre-defined patient sub-groups benefit more or less from chemotherapy. SEARCH
STRATEGY : MEDLINE and CANCERLIT searches (1963 – June 1992) were supplemented by information from trial registers and by hand searching relevant meeting proceedings and by discussion with relevant trialists and organisations. SELECTION CRITERIA : Trials comparing primary treatments of surgery, surgery + radiotherapy, radical radiotherapy or supportive care versus the same primary treatment, plus chemotherapy were eligible for inclusion provided that they randomised non-small cell lung cancer patients using a method which precluded prior knowledge of treatment assignment. DATA COLLECTION AND ANALYSIS : A quantitative meta-analysis using updated information from individual patients from all available randomised trials was carried out. Data from all patients randomised in all eligible trials were sought directly from those responsible. Updated information on survival, and date of last follow up were obtained, as were details of treatment allocated, date of randomisation, age, sex, histological cell type, stage and performance status. To avoid potential bias, information was requested for all randomised patients including those who had been excluded from the investigators’ original analyses. All analyses were done on intention to treat on the endpoint of survival. For trials using cisplatin-based regimens, subgroup analyses by age, sex, histological cell type, tumour stage and performance status were also done. MAIN RESULTS : Data from 52 trials and 9387 patients were included. The results for modern regimens containing cisplatin favoured chemotherapy in all comparisons and reached conventional levels of significance when used with radical radiotherapy and with supportive care. Trials comparing surgery with surgery plus chemotherapy gave a hazard ratio of 0.87 (13% reduction in the risk of death, equivalent to an absolute benefit of 5% at 5 years). Trials comparing radical radiotherapy with radical radiotherapy plus chemotherapy gave a hazard ratio 0.87 (13% reduction in the risk of death equivalent to an absolute benefit of 4% at 2 years), and trials comparing supportive care with supportive care plus chemotherapy gave a hazard ratio of 0.73 (27% reduction in the risk of death equivalent to a 10% improvement in survival at one year). The essential drugs needed to achieve these effects were not identified. No difference in the size of effect was seen in any subgroup of patients. In all but the radical radiotherapy setting, older trials using long term alkylating agents tended to show a detrimental effect of chemotherapy. This effect reached conventional significance in the adjuvant surgical comparison. REVIEWERS’ CONCLUSIONS : At the outset of this meta-analysis there was considerable pessimism about the role of chemotherapy in the treatment of non-small cell lung cancer. These results offer hope of progress and suggest that chemotherapy may have a role in treating this disease.

Cisplatin-based adjuvant chemotherapy in patients with completely resected non-small-cell lung cancer.
Arriagada R, Bergman B, Dunant A et al.
N Engl J Med. 2004 Jan 22; 350(4): 351-60.

BACKGROUND : On the basis of a previous meta-analysis, the International Adjuvant Lung Cancer Trial was designed to evaluate the effect of cisplatin-based adjuvant chemotherapy on survival after complete resection of non-small-cell lung cancer. METHODS : We randomly assigned patients either to three or four cycles of cisplatin-based chemotherapy or to observation. Before randomization, each center determined the pathological stages to include, its policy for chemotherapy (the dose of cisplatin and the drug to be combined with cisplatin), and its postoperative radiotherapy policy. The main end point was overall survival. RESULTS : A total of 1867 patients underwent randomization; 36.5 percent had pathological stage I disease, 24.2 percent stage II, and 39.3 percent stage III. The drug allocated with cisplatin was etoposide in 56.5 percent of patients, vinorelbine in 26.8 percent, vinblastine in 11.0 percent, and vindesine in 5.8 percent. Of the 932 patients assigned to chemotherapy, 73.8 percent received at least 240 mg of cisplatin per square meter of body-surface area. The median duration of follow-up was 56 months. Patients assigned to chemotherapy had a significantly higher survival rate than those assigned to observation (44.5 percent vs. 40.4 percent at five years [469 deaths vs. 504]; hazard ratio for death, 0.86; 95 percent confidence interval, 0.76 to 0.98; P<0.03). Patients assigned to chemotherapy also had a significantly higher disease-free survival rate than those assigned to observation (39.4 percent vs. 34.3 percent at five years [518 events vs. 577]; hazard ratio, 0.83; 95 percent confidence interval, 0.74 to 0.94; P<0.003). There were no significant interactions with prespecified factors. Seven patients (0.8 percent) died of chemotherapy-induced toxic effects. CONCLUSIONS : Cisplatin-based adjuvant chemotherapy improves survival among patients with completely resected non-small-cell lung cancer.

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